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Medical Billing, HIPAA Compliance, and Role Based Access Control

HIPAA compliance requires special focus statement of least privilege data access
and effort as failure to comply carries to complete the job, definition of PHI
significant risk of damage and penalties. and incident monitoring and reporting
A practice with multiple separate procedures. Educational materials may
systems for patient scheduling, include case studies, control questions,
electronic medical records, and billing, and a schedule of review seminars for
requires multiple separate HIPAA personnel.Technology Requirements for
management efforts. This article HIPAA Compliance Technology
presents an integrated approach to HIPAA implementation of HIPAA proceeds in
compliance and outlines key HIPAA stages from logical data definition to
terminology, principles, and requirements physical data center to network. To
to help the practice owner to ensure assure physical data center security, the
HIPAA compliance by medical billing manager must
service and software vendors.The last Lock data center
decade of the previous century witnessed Manage access list
accelerating proliferation of digital Track data center access with closed
technology in health care, which, along circuit TV cameras to monitor both
with reduced costs and greater service internal and external building activities
quality, introduced new and greater risks Protect access to data center with 24 x
for accidental disclosure of personal 7 onsite security
health information.The Health insurance Protect backup data
Portability and Accountability Act Test recovery procedure
(HIPAA) was passed in 1996 by Congress to
establish national standards for privacy For network security, the data center
and security of personal health data. must have special facilities for
The Privacy Rule, written by the US Secure networking - firewall protection,
Department of Health and Human Services encrypted data transfer only
took effect on April 14, 2003.Failure to Network access monitoring and report
comply with HIPAA risks accreditation and auditing
reputation damage, lawsuits by federal
government, financial penalties, ranging For data security, the manager must
from $100 to $250,000, and imprisonment, have
ranging from one year to ten years. Individual authentication - individual
Protected Health Information (PHI) The logins and passwords
key term of HIPAA is Protected Health Role Based Access Control (see below)
Information (PHI), which includes Audit trails - all access to all data
anything that can be used to identify an fields tracked and recorded
individual and any information shared Data discipline - Limited ability to
with other health care providers or download data
clearinghouses in any media (digital,
verbal, recorded voice, faxed, printed, Role Based Access Control (RBAC) RBAC
or written). Information that can be improves convenience and flexibility of
used to identify an individual includes: systems management. Greater convenience
helps reducing the errors of commission
Name and omission in granting access
Dates (except year) privileges to users. Greater flexibility
Zip code of more than 3 digits, helps implement the policy of least
telephone and fax numbers, email privilege, where the users are granted
Social security numbers only as much privileges as required for
Medical record numbers completing their job.RBAC promotes
Health plan numbers economies of scale, because the frequency
License numbers of changes of role definition for a
Photographs Information shared with single user is higher than the frequency
other healthcare providers or of changes of role definitions across
clearinghouses entire organization. Thus, to make a
massive change of privileges for a large
Nursing and physician notes number of users with same set of
Billing and other treatment records privileges, the administrator only makes
Principles of HIPAA HIPAA intends to changes to the role
allow smooth flow of PHI for healthcare definition.Hierarchical RBAC further
operations subject to patient's consent promotes economies of scale and reduces
but prohibit any flow of unauthorized PHI the likelihood of errors. It allows
for any other purposes. Healthcare redefining roles by inheriting privileges
operations include treatment, payment, assigned to roles in the higher
care quality assessment, competence hierarchical level.RBAC is based on
review training, accreditation, insurance establishing a set of user profiles or
rating, auditing, and legal roles according to responsibilities.
procedures.HIPAA promotes fair Each role has a predefined set of
information practices and requires those privileges. The user acquires privileges
with access to PHI to safeguard it. by receiving membership in the role or
Fair information practices means that a assignment of a profile by the
subject must be allowed administrator.Every time when the
definition of the role changes along with
Access to PHI, the set of privileges that is required to
Correction for errors and completeness, complete the job associated with the
and role, the administrator needs only to
Knowledge of others who use redefine the privileges of the role. The
PHISafeguarding of PHI means that the privileges of all of the users that have
persons that hold PHI must this role get redefined
automatically.Similarly, if the role of a
Be accountable for own use and single user is changed, the only
disclosure operation that needs to be performed is
Have a legal recourse to combat the reassignment of the user profile,
violations HIPAA Implementation Process which will redefine user's access
HIPAA implementation begins upon making privileges automatically according to the
assumptions about PHI disclosure threat new profile. Summary HIPAA compliance
model. The implementation includes both requires special practice management
pre-emptive and retroactive controls and attention. A practice with multiple
involves process, technology, and separate systems for scheduling,
personnel aspects.A threat model helps electronic medical records, and billing,
understanding the purpose of HIPAA requires multiple separate HIPAA
implementation process. It includes management efforts. An integrated system
assumptions about reduces the complexity of HIPAA
implementation. By outsourcing
Threat nature (Accidental disclosure by technology to a HIPAA-compliant vendor of
insiders? Access for profit? ), vericle-like technology solution on an
Source of threat (outsider or insider?), ASP or SaaS basis, HIPAA management
overhead can be eliminated (see companion
Means of potential threat (break in, papers on ASP and SaaS for medical
physical intrusion, computer hack, billing).Yuval Lirov, PhD, author of
virus?), "Mission Critical Systems Management"
Specific kind of data at risk (patient (Prentice Hall, 1997), inventor of
identification, financials, medical?), multiple patents in artificial
and intelligence and computer security, and
Scale (how many patient records CEO of Billing Technologies. Vericle
threatened?). HIPAA process must include delivers comprehensive practice workflow
clearly stated policy, educational engine that integrates patient
materials and events, clear enforcement scheduling, electronic medical records
means, a schedule for testing of HIPAA (EMR), billing, transcription, and
compliance, and means for continued compliance management. It improves
transparency about HIPAA compliance. billing performance and reduces audit
Stated policy typically includes a risk.




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